Northern Asset Management SRO Innovation Program

Our project focuses on leveraging detailed analytical research and advanced technological tools to enhance investment options at Northern Asset Management. As a comprehensive financial advisory and investment planning practice specializing in retirement and estate planning, we are committed to assisting clients throughout Canada in achieving their financial goals and maintaining financial health.

With the Canadian investment industry consolidating its two self-regulatory bodies into one effective January 1, 2023, our objective is to adapt to the new regulatory landscape proactively. This project aims to integrate technology-driven solutions and build Excel programming for in-depth analysis, ensuring compliance with the evolving regulations. The student involved in this initiative will contribute to day-to-day operations while actively learning and managing the new regulatory framework, guaranteeing that all clients under the firm’s management adhere to the guidelines set by the Canadian Securities Administration.

The merging of regulatory bodies brings about a significant transformation, unlocking many financial products previously exclusive to institutions. Working closely with the senior planner, the student will explore and integrate these new options into client portfolios. This strategic integration aims to provide clients with an optimal financial future while mitigating risks to the lowest possible extent.

By combining cutting-edge technology with detailed analytical research, our project ensures Northern Asset Management remains at the forefront of the industry, offering clients unparalleled financial planning and investment advisory services in alignment with the latest regulatory standards.

Faculty Supervisor:

Kennedy Farnell

Student:

Partner:

Northern Asset Management Ltd.

Discipline:

Business

Sector:

Finance and Insurance

University:

Northern Alberta Institute of Technology

Program: